Customized Ethics Training

Let us work with you to customize your firm's independence and ethics training and give your staff the knowledge they need to comply with professional and regulatory requirements. For example, we can provide instruction on: 
  • Independence and ethics responsibilities for your firm's consultants, especially non-CPAs who may be new to the accounting profession.
  • Auditor independence, including SEC and PCAOB regulations, GAO, DOL, banking (e.g., FDIC), and other ethical obligations.
We deliver current, timely and relevant training that provides CPE credits in regulatory ethics live or via webinar. We can also customize a self-study course that meets your firm's needs.

We present or co-present information with members of your firm to create an interactive learning session using case studies and relevant examples from your firm's experiences.

NASBA Registry

Audit Conduct, LLC is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors (live and Internet-based learning). State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:

See the Audit Conduct page on the NASBA National Registry of CPE Sponsors.

Sample Services 

In-Firm Training: Professional Ethics & Independence

We develop and deliver tailored training that helps your professionals meet their continuing professional education (CPE) requirements and better understand applicable ethics rules and regulations.

In-Firm Training: State-specific Ethics

Audit Conduct is an approved sponsor of ethics CPE in the following states: 

  • Ohio - 3 CPE credits (Sponsor # CPE.432) 
  • New York  - 4 CPE credits (Sponsor License # 002925)
  • Florida - 4 CPE credits (DBPR course # 23690

Partnering with Firms

We partner with firms' independence and learning management personnel to develop and deliver relevant content on auditor independence and ethics.

Customized Training: Independence and Ethics

We can help professionals charged with independence & ethics-related duties in your firm get up to speed quickly on independence and ethics requirements, or train other groups (such as non-CPAs who are new to the accounting profession) within your firm who have specific training needs.

Cathy has worked on various ethics-related projects for the AICPA Professional Ethics Division. She is diligent, meets all deadlines and produces quality work products. I would recommend Cathy for all aspects of ethics related matters.
Lisa A. Snyder, CPA
Director-Professional Ethics Division, AICPA

Let's Talk

Let's talk about your educational and consultation needs. 

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