Customized Ethics Training

Let us work with you to customize your firm's independence and ethics training and give your staff the knowledge they need to comply with professional and regulatory requirements. For example, we can provide instruction on: 
  • Independence and ethics responsibilities for your firm's consultants, especially non-CPAs who may be new to the accounting profession.
  • Auditor independence, including SEC and PCAOB regulations, GAO, DOL, banking (e.g., FDIC), and other ethical obligations.
We deliver current, timely and relevant training that provides continuing professional education (CPE) credits in regulatory ethics live or via webinar. We can also customize a self-study course that meets your firm's needs. Audit Conduct can conduct a webinar for your firm that satisfies mandatory ethics CPE requirements in New York State, Florida, or Ohio.

We present or co-present information with members of your firm to create an interactive learning session using case studies and relevant examples from your firm's experiences.

Download a pdf catalog of our webinars and planned self-study offerings

NASBA Registry

Audit Conduct, LLC is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.

See the Audit Conduct page on the NASBA National Registry of CPE Sponsors.

Sample Services 

In-Firm Training: Professional Ethics & Independence

We develop and deliver tailored training that helps your professionals meet their continuing professional education (CPE) requirements and better understand applicable ethics rules and regulations.

In-Firm Training: State-specific Ethics

Audit Conduct is an approved sponsor of ethics CPE in the following states:

OHIO - 3 CPE credits (sponsor #CPE 432)

New York- 4 CPE credits (sponsor License #002925)

Florida - 4 CPE credits (DBPR course #23690)

Partnering with Firms

We partner with firms' independence and learning management personnel to develop and deliver relevant content on auditor independence and ethics.

Customized Training: Independence and Ethics

We can help professionals charged with independence & ethics-related duties in your firm get up to speed quickly on independence and ethics requirements, or train other groups (such as non-CPAs who are new to the accounting profession) within your firm who have specific training needs.

Let's Talk

Let's talk about your educational and consultation needs. 

Contact Us

Chris Piché, Managing Principal

CliftonLarsonAllen, LLC

“

I had the opportunity to work with Cathy on some technical projects including the “modernization” of the AICPA independence rules back in 2001. I gained an immediate appreciation for her knowledge of the independence rules. Currently our firms uses Cathy as our outside independence consultant. Cathy has been very responsive to our inquiries which is greatly appreciated as often these are very time sensitive. She is a valuable resource for consulting on AICPA, DOL and SEC/PCAOB independence topics. We appreciate her perspective as someone who is outside of our firm.

John P. Dale, CPA Assurance Partner

Richey May  

“

We’ve been using Cathy Allen and Audit Conduct’s guidance for several years. We’ve appreciated the resource along with her attentiveness, availability and responsiveness, and her knowledge and quality work.

Howard Wilensky, CAP, CFE, CGMA

Partner, Lurie, LLP

“

Knowledgeable, thorough, accurate.

Adam Collyer | CPA Partner

MarksNelson LLC

“

Cathy has an excellent grasp of the independence rules from a technical and practical perspective. As the independence rules evolve in this rapidly changing environment, Cathy has been a great resource to help our firm navigate unique and complex situations.