Audit Conduct

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Ethics CPE and Training

Let us work with you to customize your in-firm learning and give your staff the knowledge they need to comply with professional and regulatory requirements. For example, we can provide instruction on: 
  • Independence and ethics responsibilities for your firm's consultants, especially non-CPAs who may be new to the accounting profession.
  • Auditor independence, including SEC/PCAOB/Sarbanes-Oxley regulations, GAO, DOL, banking (e.g., FDIC), and other ethical obligations.
  • Ethics for tax practitioners (e.g. Circular No. 230, Statements on Standards for Tax Services, Treasury and IRC regulations).
We deliver current, timely and relevant training that provides CPE credits in regulatory ethics in the location of your choice and in a manner that is the least disruptive to your business (e.g., your premises, another locale, via the web or conference call). We can also customize a self-study course that meets your firm's needs.

We can present or co-present information with members of your firm to create an interactive learning session using case studies and relevant examples from your firm's experiences.

NASBA Registry
Audit Conduct, LLC is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:

Examples of Services 

In-Firm Training: Professional Ethics CPE (generic / non-state-specific)

We develop and deliver in-firm training that helps professionals meet their continuing professional education (CPE) requirements and better understand applicable ethics rules and regulations. Training qualifies for CPE in Regulatory Ethics.

In-Firm Training: State-specific Ethics

We can provide members of your firm state-specific, board-approved CPE in professional ethics for the following states: 

  • Ohio - 3 CPE credits (Sponsor # CPE.432) 
  • New York  - 4 CPE credits (Sponsor License # 002925)
  • Florida - 4 CPE credits (DBPR course # 23690

In-Firm Training: Auditor Independence

We partnered with a firm's independence and learning management group to develop and present relevant content on auditor independence for a videotaped self-study course.

Personalized Training: Independence and Ethics

We can help professionals charged with independence & ethics-related duties in your firm get up to speed quickly on independence and ethics requirements, or train other groups in your firm who have specific training needs.

Cathy has worked on various ethics-related projects for the AICPA Professional Ethics Division. She is diligent, meets all deadlines and produces quality work products. I would recommend Cathy for all aspects of ethics related matters.
Lisa A. Snyder, CPA
Director-Professional Ethics Division, AICPA

AICPA Courses

Cathy Allen authors several CPE courses on professional ethics, auditor independence and related topics for the American Institute of Certified Public Accountants (AICPA).  These courses come in many different formats, e.g., virtual webinar, text, online, and self-study, and may be purchased on the AICPA's web site using the links below:

CPA Academy

Cathy Allen also developed a 2-hour professional ethics webinar entitled, Ethics: Pressures & Perceptions, hosted by CPA Academy. 

Let's Talk

Let's talk about your consultation, training or quality control needs. 

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