Customized Ethics Training

Let us work with you to customize your firm's independence and ethics training and give your staff the knowledge they need to comply with professional and regulatory requirements. For example, we can provide instruction on: 
  • Independence and ethics responsibilities for your firm's consultants, especially non-CPAs who may be new to the accounting profession.
  • Auditor independence, including SEC and PCAOB regulations, GAO, DOL, banking (e.g., FDIC), and other ethical obligations.

NASBA Registry

Audit Conduct, LLC is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.

Let's Talk

Let's talk about your educational and consultation needs. 

Contact Us

Howard Wilensky, CAP, CFE, CGMA

Partner, Lurie, LLP

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Knowledgeable, thorough, accurate.

Jay B. Retired Partner

Big 4 Firm

“

Very timely information - looking forward to future sessions. It was interesting to see the different directions that the US is going compared to international standard setting organizations. I am in interested in ongoing information concerning tax services and revisions to the statements re standards of tax practice..

Adam Collyer | CPA Partner

MarksNelson LLC

“

Cathy has an excellent grasp of the independence rules from a technical and practical perspective. As the independence rules evolve in this rapidly changing environment, Cathy has been a great resource to help our firm navigate unique and complex situations.

Chris Piché, Managing Principal

CliftonLarsonAllen, LLC

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I had the opportunity to work with Cathy on some technical projects including the “modernization” of the AICPA independence rules back in 2001. I gained an immediate appreciation for her knowledge of the independence rules. Currently our firms uses Cathy as our outside independence consultant. Cathy has been very responsive to our inquiries which is greatly appreciated as often these are very time sensitive. She is a valuable resource for consulting on AICPA, DOL and SEC/PCAOB independence topics. We appreciate her perspective as someone who is outside of our firm.

John P. Dale, CPA Assurance Partner

Richey May  

“

We’ve been using Cathy Allen and Audit Conduct’s guidance for several years. We’ve appreciated the resource along with her attentiveness, availability and responsiveness, and her knowledge and quality work.