Audit Conduct

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Customized Ethics Training

Let us work with you to customize your firm's independence and ethics training and give your staff the knowledge they need to comply with professional and regulatory requirements. For example, we can provide instruction on: 
  • Independence and ethics responsibilities for your firm's consultants, especially non-CPAs who may be new to the accounting profession.
  • Auditor independence, including SEC and PCAOB regulations, GAO, DOL, banking (e.g., FDIC), and other ethical obligations.
  • Ethics for tax practitioners (e.g. Circular No. 230, Statements on Standards for Tax Services, Treasury and IRC regulations).
We deliver current, timely and relevant training that provides CPE credits in regulatory ethics live or via webinar. We can also customize a self-study course that meets your firm's needs.

We present or co-present information with members of your firm to create an interactive learning session using case studies and relevant examples from your firm's experiences.

NASBA Registry
Audit Conduct, LLC is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors (live and internet-based programs). State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.

Services 

In-Firm Training: Professional Ethics & Independence

We develop and deliver tailored training that helps your professionals meet their continuing professional education (CPE) requirements and better understand applicable ethics rules and regulations.

In-Firm Training: State-specific Ethics

We are an approved sponsor of ethics CPE in the following states: 

  • Ohio - 3 CPE credits (Sponsor # CPE.432) 
  • New York  - 4 CPE credits (Sponsor License # 002925)
  • Florida - 4 CPE credits (DBPR course # 23690

Partnering with Firms

We partner with firms' independence and learning management personnel to develop and deliver relevant content on auditor independence and ethics.

Customized Training: Independence and Ethics

We can help professionals charged with independence & ethics-related duties in your firm get up to speed quickly on independence and ethics requirements, or train other groups (such as non-CPAs who are new to the accounting profession) within your firm who have specific training needs.

Cathy has worked on various ethics-related projects for the AICPA Professional Ethics Division. She is diligent, meets all deadlines and produces quality work products. I would recommend Cathy for all aspects of ethics related matters.
Lisa A. Snyder, CPA
Director-Professional Ethics Division, AICPA

AICPA Courses

Cathy Allen authors several CPE courses on professional ethics, auditor independence and related topics for the American Institute of Certified Public Accountants (AICPA).  These courses come in many different formats, e.g., virtual webinar, text, online, and self-study, and may be purchased on the AICPA's web site using the links below:

Let's Talk

Let's talk about your educational and consultation needs. 

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