Audit Conduct

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Videos

GAO Rules Changes

NASBA's Tom Kenny interviews James Dalkin of the GAO and Cathy Allen on changes to the GAO's independence and other standards.

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Previous Videos

The Summer issue of Audit Conduct NEWS discusses the AICPA's recent revisions to the independence provision on information system services performed for attest clients.

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Brief update on recent changes the SEC Staff made to its Frequently-Asked-Questions document, including those pertaining to nonaudit services, partner rotation, definition of audit client and affiliate, the general standard and application of SEC rules.

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Brief introduction to the SEC's recent revision of the loan provision, which narrowed the rule with respect to certain shareholders to address issues auditors and their clients were facing in the mutual fund industry.

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Quick overview of the content of Audit Conduct NEWS which addresses new GAO and AICPA independence rules released in 2018.

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Brief highlights of the Winter 2019 issue of Audit Conduct News, which discusses the ethical requirements for accounting firms engaging in merger and acquisitions and issues for growing firms to consider.

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This video briefly highlights two key focal points for next year's PCAOB inspections - quality control and independence

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Video introduces the Fall issue of Audit Conduct NEWS, which provides advice to firms about ways to promote independence compliance via knowledge, awareness and diligence.

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In this video, I briefly describe revisions to the GAO's Yellow Book that deems permissible bookkeeping services to be threats or significant threats to independence and what that means for CPA firms performing attest and bookkeeping services.

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The Summer 2018 issue of Audit Conduct NEWS examines the differences between the new IESBA Code independence provisions for nonaudit services and the SEC and PCAOB independence rules.

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Quick video describes the most recent issue of AUDIT CONDUCT NEWS, which discusses the AICPA, SEC and PCAOB independence rules that apply when a staff person seeks employment with an attest client.

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A few highlights about the SEC's proposal to revise its independence rule relating to loans between an auditor and certain owners of the audit client or its affiliates.

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Quick summary about the newly restructured and improved IESBA Code of Ethics.

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Quick highlights on the AICPA's proposed independence rule on information system services.

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Discussion with Tom Kenny of the National Association of State Boards of Accounting (NASBA) on noncompliance with laws and regulations (NOCLAR), a new global ethics standard being considered in the US.

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Cathy Allen discusses her Winter 2018 Newsletter on the top 5 problem areas cited by the Public Company Accounting Oversight Board (PCAOB).

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Cathy Allen discusses her Fall 2017 Newsletter, "The NOCLAR Debate".

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Panel discussion on Noncompliance with Laws and Regulations (NOCLAR) standard with Richard Fleck and Michael Young at NASBA's 2017 Annual meeting.

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