Audit Conduct

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Litigation Support and Expert Services

We advise attorneys and state accountancy boards when litigation or an investigation involves CPA professional conduct. Cathy Allen's solid credentials and singular background -- consulting, writing, teaching, enforcing and writing standards -- stretches over two decades to help ensure easy qualification as an expert.

Example Services

Litigation Support 

We advise attorneys regarding the application of the AICPA Code of Professional Conduct and SEC, PCAOB and other rules and regulations in connection with potential litigation or a  regulatory investigation.

Richard P. Friedman v Ralph Anderson and Eisner, LLP- Supreme Court, New York County (2005) 

Defendant Anderson's legal counsel engaged Cathy Allen to assist with this case. She was qualified as an expert and reported on the application of the AICPA Code of Professional Conduct to the facts. 

I had the pleasure of working with Cathy Allen in connection with her engagement as an expert witness. The case involved novel issues of ethical standards to be applied to accountants. We also were under strict time pressure. Cathy was resourceful and provided a prompt, thorough and thoughtful analysis of the issues. She was a real asset and I would not hesitate to use her services again.
Peter Goodman
Smith, Gambrell & Russell, LLP

State Accountancy Board Assistance 

We advise state accountancy boards investigating  alleged independence and ethics violations of the AICPA Code of Professional Conduct and other relvant professional or regulatory requirements (e.g., DOL, FDIC, PCAOB or SEC).

Let's Talk

Let's talk about your consultation, training, CPE, or other needs. 

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