We advise attorneys regarding the application of the AICPA Code of Professional Conduct and SEC, PCAOB and other rules and regulations in connection with potential litigation or a regulatory investigation.
Richard P. Friedman v Ralph Anderson and Eisner, LLP- Supreme Court, New York County (2005)
Defendant Anderson's legal counsel engaged Cathy Allen to assist with this case. She was qualified as an expert and reported on the application of the AICPA Code of Professional Conduct to the facts.
State Accountancy Board Assistance
We advise state accountancy boards investigating alleged independence and ethics violations of the AICPA Code of Professional Conduct and other relvant professional or regulatory requirements (e.g., DOL, FDIC, PCAOB or SEC).