Audit Conduct

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Earn CPE Credits

  • Specializing in Professional Ethics
  • Approved Provider: New York, Florida and Ohio


February 28, 2020

Independence compliance is a critical prerequisite for performing audit and other attest engagements. In this webinar, you’ll learn about the general requirements and principles in the AICPA’s Code of Professional Conduct for providing advisory or tax services under the independence rules. You’ll also learn about other professional and regulatory independence requirements that may impact your engagement depending on your client’s industry and reporting requirements. 1 credit of CPE in regulatory ethics.

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In-Firm Training

We demystify the profession's ethical obligations
Customized Training

Training for Non-CPAs

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Consulting Services

On-call independence & ethics expertise when your firm needs it

Rules Interpretation

Compliance Issues

Quality Controls Advice

Content Development

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Audit Conduct and Catherine Allen

Audit Conduct is the online home of Catherine (Cathy) Allen, a leading expert on auditor independence and professional ethics. Cathy provides training , consultation, litigation support and expert services on these subject matters. Her clients are CPA firms, attorneys, professional organizations and accountancy boards, among others.

Clients benefit from Cathy's unique, specialized focus on CPA professional ethics, institutional knowledge gleaned from over two decades of setting, interpreting and enforcing ethics standards, and extensive network of contacts in the profession. 

Recent Videos

3 minute summary highlights changes the SEC is proposing to its independence rules, which is the subject of Audit Conduct NEWS this quarter.

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This short video introduces you to AuditConduct Webinars. Specializing in ethics and auditor independence, our webinars offers general and state-specific courses, courses designed for non-CPAs needing education on independence and nonaudit services, and other ethics-related issues.

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Speaking Events & Webinars

Catherine Allen is will be speaking/presenting at:

Auditor Independence: Nonattest Services Essentials

2 pm EST
February 28, 2020
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Professional Ethics: Pressures & Perceptions

1 pm EST
March 3, 2020
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Auditor Independence: Exploring Nonaudit Services

4 pm EDT
March 20, 2020
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