Example Legal and Regulatory Matters 

  • Assist a Board of Accountancy in evaluating a potential independence matter under the AICPA Code of Professional Conduct, SEC/PCAOB, DOL or other independence rules 
  • Advise an attorney representing a CPA or CPA Firm on whether to proceed with litigation, based on the context, applicable rules and the CPA's or Firm's conduct
  • Serve as an expert witness in a legal or regulatory matter