Clients (Partial List)

• AICPA
• BDO Seidman, LLP
• Clifton Gunderson, LLP
• Dover Dixon Horne, PLLC
• Elliot Davis, LLC
• McGladrey & Pullen, LLP
• Morgenthau & Greenes, LLP
• National Credit Union Administration (NCUA)
• PricewaterhouseCoopers (PwC) LLP, Canada

Services

• Create relevant, accurate, and engaging ethics and independence training programs that provide your staff / constituents with a better understanding of the standards of conduct
• Deliver or co-deliver ethics training
• Help your firm prepare for a regulatory or peer review
• Address specific comments raised in a regulatory or peer review
• Prepare “Plain-English” documents that are tailored to your firm’s circumstances and needs, for example:
  • Comprehensive, user-friendly practice aids, such as questionnaires and checklists
  • White papers, newsletters, and other vehicles to communicate the impact of rules and regulations
  • Effective response letters to regulators and professional organizations, which explain your positions on proposed standards
• Update your firm’s course materials, policies and procedures or compliance tools for changes in the standards
• Assess your firm’s compliance tools, courses, policies and procedures and recommend enhancements
• Analyze facts to illustrate and explain the application of specific rules
• Provide expert assistance in connection with a(n) legal, administrative, or regulatory proceeding or investigation